Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
581	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-17 13:20:15 73rd United States Congress Regulation NMS Securities Exchange Act Financial economics Order Financial regulation U.S. Securities and Exchange Commission Investment United States Securities and Exchange Commission Stock market United States securities law
582	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-07 13:51:27 Self-regulatory organizations Financial economics Investment Financial markets 73rd United States Congress Securities Exchange Act Direct Edge Regulation NMS National market system plan Economy of the United States United States securities law United States Securities and Exchange Commission
583	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for a Direct Market Data Product, NASDAQ Options Trade Outline (“NOTO”) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-29 10:19:09 Business United States Securities and Exchange Commission Stock market Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Short Securities Exchange Act Regulation NMS Futures contract Financial economics Finance Financial markets
584	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-07 11:13:24 Investment Business Stock market Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS NASDAQ Broker-dealer United States securities law Financial economics United States Securities and Exchange Commission
585	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 8, 2011 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-09 13:22:52 Financial regulation Economy of the United States Securities Exchange Act Financial economics Regulation NMS U.S. Securities and Exchange Commission NASDAQ Qualified institutional placement SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
586	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 4, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Exten Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 16:31:53 Finance Stock market Financial markets Regulation NMS Financial regulation Short selling Order Straddle Securities Exchange Act Financial economics United States Securities and Exchange Commission Investment
587	Page 14 of 16 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-08 13:22:01 Stock market Investment Finance 73rd United States Congress Financial markets Order Securities Exchange Act Securities Act Regulation NMS United States Securities and Exchange Commission Financial economics United States securities law
588	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 16, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rules 13 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-17 09:37:46 Investment Stock market Financial markets Order Regulation NMS New York Stock Exchange National best bid and offer Securities Exchange Act NASDAQ United States Securities and Exchange Commission Economy of the United States Financial economics
589	Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:03:25 Self-regulatory organizations Investment Chicago Stock Exchange United States securities law Finance Stock market Securities Exchange Act Market maker Regulation NMS Financial markets United States Securities and Exchange Commission Financial economics
590	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]September 26, 2006 Self-Regulatory Organizations; Pacific Exchange, Inc. (k/n/a NYSE Arca, Inc.); Order Approving Proposed Rule Change an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-29 17:30:23 Financial economics Economy of the United States Investment Stock market New York Stock Exchange NYSE Arca National best bid and offer Regulation NMS Securities Exchange Act Financial markets Self-regulatory organizations United States Securities and Exchange Commission

UPDATE